10 J - WORKSHEET

SYNOPSIS BASED REVISION

CHAPTER-10

Financial Markets

  Financial Markets

Ø Functions of the Financial Markets :

(i)    ____________________________    ___________________________    _____________________________________.

(ii)  ____________________________    ___________________________    _____________________________________.

.

(iii) ____________________________    ___________________________    _____________________________________.

(iv)  ____________________________    ___________________________    _____________________________________.

Ø Types of Financial Markets :

(i)    ____________________________

(ii)  ____________________________

  Money Market and Its Instruments

Ø Money market : ____________________________________________________________________________________

Ø Types of money market instruments : Following are the money market instruments :

(i)      ____________________________

(ii)    ____________________________

(iii) ____________________________

(iv) C____________________________

(v)    T____________________________

  Capital Market and Its Types 

Ø Capital Market : ____________________________________________________________________________________________________________________________________________ ____________________________ ____________________________

Ø Components of Capital Market :Types

(i) Secondary Market : _______________________________________________________________________________________________________________ 
(ii) Primary Market : ____________________________________________________________________________________  
Methods of issue in primary  market 

(a)  Offer through prospectus : ________________________________________________________

(b)   Offer for sale : ____________________________________________________________________________________

(c)  Private placement : ________________________________________________________

(d)   Right issue : ____________________________________________________________________________________.

(e)   e-IPOs : ____________________________________________________________________________________

_

  Stock Exchange-Functions and Trading Procedure

Ø Functions of a Stock Exchange :

(i)      ____________________________

(ii)   ____________________________

(iii)  ____________________________

(iv)  ____________________________

(v)   ____________________________

(vi)  ____________________________

Ø Trading Procedure on a Stock Exchange :

(i)     ____________________________

(ii)    ____________________________

(iii)  ____________________________

(iv)  ____________________________

(v)      ____________________________

  Securities and Exchange Board of India (SEBI)

Ø Securities and Exchange Board of India (SEBI) :

Ø Objectives of SEBI :

(i)    ____________________________

(ii)   ____________________________

(iii) ____________________________

(iv) ____________________________

Ø Functions of the SEBI :

I.  Regulatory Functions :

(i)   ____________________________

(ii)   ____________________________

(iii)   ____________________________

(iv)  ____________________________

(v)  ____________________________

(vi)  ____________________________

(vii)  ____________________________

II.Developmental Functions :

(i)   ____________________________

(ii)   ____________________________

(iii)  ____________________________

III. Protective Functions :

(i)   ____________________________

(ii)   ____________________________

(iii)   ____________________________

(iv)  ____________________________

Ø Depository services :

(i)       ____________________________

(ii)     ____________________________

(iii)   ____________________________

(iv)   ____________________________

(v)     ____________________________

(vi)   ____________________________

(vii) ____________________________

Ø Players in depository system :

(i)       ____________________________

(ii)     ____________________________

(iii)   ____________________________

(iv)   ____________________________

  Know the Terms

Ø Financial Market :___________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________.

Ø Stock Exchange :________________________________________________________________________________________________________________________________________________________________________________________________________________________________

Ø Depository : ________________________________________________________________________________________________________________________________________________________________________________________________________________________________

Ø Price Rigging : ____________________________________________________________________________________

Ø Insider Trading : ________________________________________________________

Ø Bull : ____________________________________________________________________________________

Ø Bear : ____________________________________________________________________________________

Ø Sensex : ________________________________________________________.

Ø Nifty : ___________________________________________________________________________________.

Ø NASDAQ : _______________________________________________________.